Manager Compliance II - Capital Securities (Remote)
![]() | |
![]() United States, North Carolina, Raleigh | |
![]() 4300 Six Forks Road (Show on map) | |
![]() | |
Overview
This position leads all compliance and regulatory functions for First Citizens Capital Securities ("FCCS"), First Citizens Institutional Asset Management ("FCIAM"), and SVB Asset Management. Oversees sales, service, and operational activities that reduce risk and ensure regulatory compliance for the Bank. Leads compliance efforts to align with the group's risk appetite and tolerance. Facilitates the development of new policies, relationships, or business practices in response to new or changing regulations. Provides expert guidance to an associate team on all compliance and regulatory issues to drive the achievement of FCB Commercial Finance compliance objectives. This is a remote role that may be hired in several markets across the United States. Responsibilities
Qualifications
Preferred Qualifications
This job posting is expected to remain active for 5 days from the initial posting date listed above. If it is necessary to extend this deadline, the posting will remain active as appropriate. Job postings may come down early due to business need or a high volume of applicants. The base pay for this position is generally between $120,000 and $170,000. Actual starting base pay will be determined based on skills, experience, location, and other non-discriminatory factors permitted by law. For some roles, total compensation may also include variable incentives, bonuses, benefits, and/or other awards as outlined in the offer of employment. First Citizens benefits programs are designed to meet our associates where they are in life. Full-time associates (20+ hours) are offered a comprehensive benefits program, with customized offerings, including those designed to support families, however defined. More information regarding our benefits offerings can be found here: https://jobs.firstcitizens.com/benefits |