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Director, Risk and Compliance Officer

LSEG (London Stock Exchange Group)
$156,600 - $261,000
life insurance, 401(k)
United States, New York, New York
28 Liberty St (Show on map)
Jan 12, 2026

Director, Risk and Compliance Officer

About Us

London Stock Exchange Group (LSEG) is a global financial markets infrastructure and data provider, operating across capital markets, data and analytics, and post-trade services. Our business includes leading capabilities in valuations, pricing, and reference data.

LSEG Pricing Service delivers independent, transparent evaluated pricing for millions of fixed income securities, derivatives, and loans. Our pricing solutions help clients meet regulatory requirements, manage risk, and ensure accurate portfolio valuations.

Make Your Impact at LSEG

At LSEG, we believe in the power of diverse perspectives and inclusive leadership to drive innovation and deliver outstanding value to our clients. We're looking for a strategic and people-focused leader to join us as Director, Risk and Compliance Officer - a critical role that ensures operational resilience, robust controls, and pricing integrity across our fixed income pricing services.

This is more than a leadership position - it's an opportunity to shape risk governance, mentor a team of specialists, and influence industry standards in an evolving regulatory and market landscape.

What You'll Be Doing

  • Lead with Purpose
    Inspire and guide a team of risk and compliance specialists, fostering a culture of accountability, collaboration, and continuous improvement.
  • Drive Operational Risk Excellence
    Oversee the design and execution of risk frameworks, control testing, and remediation plans to ensure compliance with internal policies and regulatory requirements.
  • Ensure Pricing Integrity
    Direct the pricing verification process to validate pricing accuracy, transparency, and adherence to valuation policies across fixed income products.
  • Oversee the Valuation Committee
    Chair and manage the Valuation Committee, ensuring pricing methodologies are rigorously reviewed, validated, and approved in line with governance standards.
  • Champion Strategic Change
    Partner with cross-functional teams to implement scalable, automated solutions that strengthen controls and enhance client confidence.
  • Engage as a Trusted Advisor
    Communicate risk insights and compliance updates to senior stakeholders and clients, positioning LSEG as a leader in governance and pricing integrity.

What We're Looking For

  • 10+ years of experience in risk management, compliance, or related functions within financial services.
  • Strong understanding of operational risk frameworks, regulatory requirements, and valuation processes.
  • Proven ability to lead and develop high-performing, inclusive teams.
  • Experience managing strategic programs and navigating complex stakeholder environments.
  • Excellent analytical, communication, and influencing skills.
  • A passion for integrity, innovation, and continuous improvement.

Why Join Us?

At LSEG, we're committed to building a workplace where everyone can thrive. You'll be part of a global team that values integrity, curiosity, and impact. In this role, you'll have the platform to lead change, strengthen risk governance, and make a meaningful difference for our clients and the industry.

Career Stage:

Director

Compensation/Benefits Information:

LSEG is committed to offering competitive Compensation and Benefits. The anticipated base salary for this position is $156,600 - $261,000. Please be aware base salary ranges may vary by geographic location, city and state. In addition to our offered base salary, this role is eligible for our Annual Incentive Plan (AIP/"bonus plan"). Target AIP rates will be commensurate with role level and posted career stage. Individual salary will be reflective of job related knowledge, skills and equivalent experience. LSEG roles (excluding internships and part-time roles of less than 20 hours per week) are typically eligible for inclusion in our LSEG Benefits program, which includes offerings of: Annual Wellness Allowance, Paid time-off, Medical, Dental, Vision, Flex Spending & Health Savings Options, Prescription Drug plan, 401(K) Savings Plan and Company match. LSEG's Benefits plan also includes basic life insurance, disability benefits, emergency backup dependent care, adoption assistance commuter assistance etc.

London Stock Exchange Group (LSEG) Information:

Join us and be part of a team that values innovation, quality, and continuous improvement. If you're ready to take your career to the next level and make a significant impact, we'd love to hear from you.

LSEG is a leading global financial markets infrastructure and data provider. Our purpose is driving financial stability, empowering economies and enabling customers to create sustainable growth.

Our purpose is the foundation on which our culture is built. Our values of Integrity, Partnership, Excellence and Change underpin our purpose and set the standard for everything we do, every day. They go to the heart of who we are and guide our decision making and everyday actions.

Working with us means that you will be part of a dynamic organisation of 25,000 people across 65 countries. However, we will value your individuality and enable you to bring your true self to work so you can help enrich our diverse workforce.

We are proud to be an equal opportunities employer. This means that we do not discriminate on the basis of anyone's race, religion, colour, national origin, gender, sexual orientation, gender identity, gender expression, age, marital status, veteran status, pregnancy or disability, or any other basis protected under applicable law. Conforming with applicable law, we can reasonably accommodate applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs.

You will be part of a collaborative and creative culture where we encourage new ideas. We are committed to sustainability across our global business and we are proud to partner with our customers to help them meet their sustainability objectives. Our charity, the LSEG Foundation provides charitable grants to community groups that help people access economic opportunities and build a secure future with financial independence. Colleagues can get involved through fundraising and volunteering.

LSEG offers a range of tailored benefits and support, including healthcare, retirement planning, paid volunteering days and wellbeing initiatives.

Please take a moment to read this privacy notice carefully, as it describes what personal information London Stock Exchange Group (LSEG) (we) may hold about you, what it's used for, and how it's obtained, your rights and how to contact us as a data subject.

If you are submitting as a Recruitment Agency Partner, it is essential and your responsibility to ensure that candidates applying to LSEG are aware of this privacy notice.

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